29/10/2024
๐๐๐๐๐๐๐๐๐
๐๐ข๐ก๐ ๐ช๐๐ง๐ ๐ข๐จ๐ฅ ๐๐ก๐ก๐จ๐๐ ๐๐ข๐ ๐ฃ๐๐๐๐ก๐๐ ๐ฅ๐๐๐ฅ๐๐ฆ๐๐๐ฅ ๐๐ก๐ ๐๐ก๐ง๐-๐ ๐ข๐ก๐๐ฌ ๐๐๐จ๐ก๐๐๐ฅ๐๐ก๐ ๐๐ข๐จ๐ฅ๐ฆ๐
๐ฃ๐ฅ๐จ๐๐ฒ๐ฐ๐๐ถ๐ป๐ด ๐บ๐ ๐ฐ๐น๐ถ๐ฒ๐ป๐'๐ ๐ถ๐ป๐๐ฒ๐ฟ๐ฒ๐๐ ๐ถ๐ ๐บ๐ ๐ก๐ผ. ๐ญ ๐ฃ๐ฅ๐๐ข๐ฅ๐๐ง๐ฌ
As a responsible Financial Advisor, it's my job to make sure that I am fully aware and compliant to the laws, guidelines and operation standards of the following:
โ๏ธ๐ฐ๐๐๐๐๐๐๐๐ ๐ช๐๐๐๐๐๐๐๐๐
โ๏ธ๐ช๐๐๐๐๐ ๐จ๐๐๐๐'๐ ๐ด๐๐๐๐๐ ๐จ๐๐๐๐๐๐๐๐ [๐ช๐จ๐ด๐จ]
โ๏ธ๐จ๐๐๐ ๐ด๐๐๐๐ ๐ณ๐๐๐๐
๐๐๐๐๐ ๐จ๐๐ [๐จ๐ด๐ณ๐จ]
โ๏ธ๐ซ๐๐๐ ๐ท๐๐๐๐๐๐ ๐จ๐๐
โ๏ธ๐จ๐๐๐-๐ฉ๐๐๐๐๐๐ ๐๐๐
๐ช๐๐๐๐๐๐๐๐๐ [๐จ๐ฉ๐ช]
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Every Licensed Financial Advisor needs to accomplish our mandatory yearly refresher course to ensure that we are knowledgeable enough on the business.
๐ฃ๐ฟ๐ ๐๐ถ๐ณ๐ฒ ๐จ๐ ๐ถ๐ ๐๐ต๐ฒ ๐บ๐ผ๐๐ ๐ฐ๐ผ๐บ๐ฝ๐น๐ถ๐ฎ๐ป๐ ๐๐ถ๐ณ๐ฒ ๐๐ป๐๐๐ฟ๐ฎ๐ป๐ฐ๐ฒ ๐๐ผ๐บ๐ฝ๐ฎ๐ป๐ ๐ถ๐ป ๐๐ต๐ฒ ๐ฃ๐ต๐ถ๐น๐ถ๐ฝ๐ฝ๐ถ๐ป๐ฒ๐ in terms of protecting the interests of its stakeholders especially our clients.