David Morales at New England Financial

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David Morales at New England Financial Financial Advisor in Rocky Hill Connecticut Long-term relationships are the cornerstone of my 37-year practice. Member SIPC.

Understanding my client’s goals and challenges to develop a customized plan of financial success. Individuals, families, business owners and executives are provided retirement planning, investment services, life and asset protection and estate planning. Assisting the transition from full-time employment to retirement is a majority of my work. Projecting income needs, identifying sources of replacement income and timing one’s retirement, I am also there through client’s retirement years, managing wealth, protecting assets and planning a legacy for their families and charitable interests. Named a Five Star Wealth Manager by Connecticut Magazine*, I am also a lifetime member of the Million Dollar Round Table, (sales excellence in life insurance and financial services business) and MetLife’s Hall of Fame (distinguished group leaders who have earned clients' trust and appreciation)

An Honors UConn grad, I proudly support their teams and am an active member of the alumni association. Though I appreciate the various recognitions I've earned, I am most proud of my sons and four Grandchildren. My wife Donna and I have lived in Cromwell, CT for more than 30 years.

*The FIVE STAR Award is granted by Five Star Professional, an independent 3rd party marketing firm. This award is not indicative of future performance or success and stems from nominations by industry professionals in a given market area and based upon objective criteria including favorable regulatory and complaint history, reviews conducted by the firm, retention rates, and client assets administered. I am licensed to sell insurance and securities in various states. I am a registered representative of and offer securities and investment advisory services through MML Investors Services, LLC. (www.sipc.org) OSJ: 1Marina Park Drive, 16 Floor. Boston Mass 02210. 617-585-4500 CA insurance Lic.

10/26/2026

U.S. stocks ended last week mixed as investors moved away from technology and communication services and toward more defensive areas of the market. Treasuries gained on safe-haven demand, while inflation concerns persisted and elevated borrowing costs continued to pressure housing. Dive into this week’s market perspective for more analysis and key takeaways.

Many tax-related decisions can be time-sensitive, making the months leading up to year-end an important time for plannin...
10/26/2026

Many tax-related decisions can be time-sensitive, making the months leading up to year-end an important time for planning. Whether you’re considering charitable giving, retirement savings, or other investment decisions, now may be a good opportunity to review your options and coordinate with your tax professional. Let’s connect.

Three things for an employee to look at if your ESOP company is sold:1️⃣ What does this mean for you financially? It’s i...
10/23/2026

Three things for an employee to look at if your ESOP company is sold:

1️⃣ What does this mean for you financially? It’s important to be clear on the details – price per share, deal structure, and your voting rights are all important considerations.

2️⃣ How and when you’ll get paid – this varies, so it is important to be clear on the details about vesting, payout timing, and form of payment to expect.

3️⃣ Taxes and distribution options – for many employees, this may be the largest sum of money ever received, so it’s important to understand how it is taxed and how it fits in your overall financial plan.

Don’t go it alone – I can help you understand these considerations and more. Let’s connect.

Check out this guide for tax-smart giving strategies to consider before year-end: https://bit.ly/4speonuReady to start b...
10/22/2026

Check out this guide for tax-smart giving strategies to consider before year-end: https://bit.ly/4speonu

Ready to start building your plan? Reach out today.

The best financial lessons often start at home. As Halloween approaches, consider using candy budgets, costume spending,...
10/22/2026

The best financial lessons often start at home. As Halloween approaches, consider using candy budgets, costume spending, or trick-or-treat rewards as opportunities to teach children healthy money habits.

This Halloween, candy as currency can become a lesson on budgeting, market value, even taxes. This article covers suggested lessons parents can teach kids.

As your life evolves, your insurance needs may change too. Learn how term-to-permanent conversions work and whether perm...
10/20/2026

As your life evolves, your insurance needs may change too. Learn how term-to-permanent conversions work and whether permanent life insurance or the use of an available conversion option may be appropriate for your situation.

https://bit.ly/4i5XfdA

10/19/2026

Last week, stocks fell as technology and AI-related weakness outweighed resilience in defensive sectors. Treasury yields declined amid demand for safety, while persistent inflation and strong consumer spending added uncertainty around interest rates. Learn more about the market forces driving recent performance in this week’s perspective.

Address

175 Capital Avenue #205
Rocky Hill, CT
06067

Opening Hours

Monday 8am - 6pm
Tuesday 8am - 6pm
Wednesday 8am - 6pm
Thursday 8am - 6pm
Friday 8am - 5pm

Telephone

+18605134144

Website

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